Category Regulations and Compliance

Orolia Introduces VelaSync™ 1232 Time Server for High-Speed Financial Trading
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Orolia Introduces VelaSync™ 1232 Time Server for High-Speed Financial Trading

Ultra-Accurate, Reliable Timing in Hundreds of Nanoseconds

Orolia to Introduce Latest High-Speed Time Server Technology at FIA Expo
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Orolia to Introduce Latest High-Speed Time Server Technology at FIA Expo

Revolutionary Time Accuracy and Reliability Now Available for the Financial Industry

Fenergo Recognized as Top FinTech Firm
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Fenergo Recognized as Top FinTech Firm

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Ashton Whiteley - US Exempts EU From Tariffs

Ashton Whiteley - Trump pauses imposition of metals tariffs for European Union and six other countries while negotiations are in progress.

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Ashton Whiteley - EU Rejects Open Market Access for UK

Ashton Whiteley - Le Maire believes Britain's proposal for a system of mutual recognition post Brexit will not work.

Mobile Innovations to Showcase Secure Mobile Data and Electronic Pocket Notebook for the 'Connected Officer' at the 2018 CACP IT Workshop
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Mobile Innovations to Showcase Secure Mobile Data and Electronic Pocket Notebook for the 'Connected Officer' at the 2018 CACP IT Workshop

Mobile Innovations CEO Gary Bauer to showcase 2-Factor Secured MPA Niche RMS and MPA Electronic Pocket Notebook at CACP IT 2018 in VAncouver

TrueProfile LTD Adds Jeff Miller and Steve Schultz to Advisory Board
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TrueProfile LTD Adds Jeff Miller and Steve Schultz to Advisory Board

Financial Services Veterans Bring Deep Experience, Insights

Stambaugh Ness Announces Strategic Advisory Services for Not-for-Profit and Governmental Entities
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Stambaugh Ness Announces Strategic Advisory Services for Not-for-Profit and Governmental Entities

Krista Gardner leads a new future-ready approach.

FCI, Inc. and cleverDome, Inc. Continue CyberSecurity Awareness Campaign at T3 Advisor Conference
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FCI, Inc. and cleverDome, Inc. Continue CyberSecurity Awareness Campaign at T3 Advisor Conference

Meet the experts in Booth #211, learn about new regulations and compliance requirements in their presentations at T3 Tech Conference

New Covisum White Paper Addresses How Advisors Can and Should Talk Taxes With Clients
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New Covisum White Paper Addresses How Advisors Can and Should Talk Taxes With Clients

Available for attendees at T3 Advisor Conference: The Elephant and The Snowball white paper helps advisors distinguish taxable income

Leading Game Theorist Launches 60 Second Profile System
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Leading Game Theorist Launches 60 Second Profile System

TrueProfile.com Empowers Advisors to Join Behavioral Economics Movement

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Burton Mills: Germany and France Call for Eurozone Reform

Burton Mills: France and Germany hope to reach consensus on Eurozone overhaul between March and June this year.

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Harvey Blackwood: China Property Prices Increase

Harvey Blackwood: China's property market continues to expand even as the government implements measures to curb speculative buying.

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Morgan Newfield: China to Expand Access to Foreign Investors

Morgan Newfield: China hopes to attract more foreign investment by expanding access to its domestic market.

Covisum Provides New Resources to Help Financial Advisors Navigate the Tax Cuts and Jobs Act
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Covisum Provides New Resources to Help Financial Advisors Navigate the Tax Cuts and Jobs Act

Webinar to tackle what advisors need to know for 2018 and how to identify opportunities from changes in the tax law.

Ultria to Comply With the GDPR Guidelines
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Ultria to Comply With the GDPR Guidelines

Covisum Updates Tax Clarity Software to Reflect Tax Cuts and Jobs Act Changes
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Covisum Updates Tax Clarity Software to Reflect Tax Cuts and Jobs Act Changes

Advisors can now answer clients' biggest question in the New Year: "How will the new tax bill affect me?"

Text IQ Recognized as One of World's Top 5 AI Companies in Risk & Regulatory Compliance
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Text IQ Recognized as One of World's Top 5 AI Companies in Risk & Regulatory Compliance

The company was joined by WorkFusion, Socure, Onfido and Merlon Intelligence in receiving the honor

Oppenheimer Asset Management, Redi2 Integrate to Better Serve Financial Advisers
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Oppenheimer Asset Management, Redi2 Integrate to Better Serve Financial Advisers

Process Efficiencies, Fee Disclosure, Ability to Scale Drive Decision

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Harvey Blackwood: China to Monitor Activities of Firms Abroad

Harvey Blackwood reports China to clamp down on the illegal activities of Chinese firms abroad

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Harvey Blackwood - China to Tighten Investment Regulations

Harvey Blackwood - China state planner to clamp down on speculative outbound investment in certain sectors

RiXtrema's DOL Fiduciary Rule Checklist Tells Advisors What They Need to Do Now
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RiXtrema's DOL Fiduciary Rule Checklist Tells Advisors What They Need to Do Now

Advisors Answer Specific Questions; Can Ensure Regulatory Compliance

RiXtrema's Plan Monitor Ensures Compliance With Tibble v. Edison Decision on Continuous Monitoring
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RiXtrema's Plan Monitor Ensures Compliance With Tibble v. Edison Decision on Continuous Monitoring

Plan Monitor Will Watch Plans 24/7 with Immediate Notification & Reduces Risk for Plan Fiduciaries

SMBs in Arizona Under Siege From Hackers, in Desperate Need of Proactive Cyber Security
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SMBs in Arizona Under Siege From Hackers, in Desperate Need of Proactive Cyber Security

A report by Malwarebytes finds that Arizona SMBs encountered over 1332 percent more malware in Q1 2017 than in Q1 2016. Only proactive cyber security can stem the tide.

Lazarus Alliance to Sponsor 2017 Physical & Cyber Threat Convergence Forum in Phoenix
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Lazarus Alliance to Sponsor 2017 Physical & Cyber Threat Convergence Forum in Phoenix

Lazarus Alliance will be a sponsor at this year's Physical and Cyber Threat Convergence Forum, and the company's founder and CEO will be moderating a panel discussion on ensuring security while integrating new systems.

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Frank v. Monte Rewarded by Opportunity to Compensate Victims of 2010 BP Oil Spill

The work of Frank V. Monte was instrumental to the recovery of millions in damages following B.P.'s 2010 oil spill in the Gulf of Mexico.