Attorney Paula Argento Joins the Law Firm of Legal & Compliance, LLC; Founding Partner Laura Anthony, Esq. Comments

Securities attorney Laura Anthony, founding partner of Legal & Compliance, LLC, a national corporate and securities law firm, is pleased to announce the addition of attorney Paula A. Argento to the firm.

Legal & Compliance, LLC focuses on going public transactions, Regulation A/A+, initial cryptocurrency offerings (ICOs), complex corporate transactions and ongoing legal support for both private and Nasdaq, NYSE American and OTC public companies. Founding partner attorney Laura Anthony believes that the firm’s newest attorney possesses a unique skillset that will substantially benefit the firm’s clientele.

Securities attorney Laura Anthony, founding partner of Legal & Compliance, LLC, a national corporate and securities law firm, is pleased to announce the addition of attorney Paula A. Argento to the firm.

Laura Anthony, Esq., Founding Partner

“Paula’s expertise and experience are ideal,” Ms. Anthony said. “She is well-versed in SEC filings, numerous aspects of corporate transactional law and many other IPO-specific focus areas. She possesses extensive experience and has hit the ground running. I feel overwhelmingly confident in her ability to produce the high-caliber work product our clients expect.”

Paula A. Argento, Esq., provides transactional, regulatory, and corporate consulting to financial institutions, investment banks, national associations, and to domestic and international companies transacting in the global marketplace. She has advised publicly and private held companies on a wide range of securities and reporting transactions (Reg A filings, Reg D 506[c] crowd fundings, S-1s, 10Ks, super 8-Ks, proxies, reverse mergers and PPMs), debt and equity financing, restructuring (bankruptcy and non-bankruptcy), mergers and acquisitions, international contracts and joint ventures, licensing, and finance issues. She is a trusted advisor to executive management and corporate boards on transactional, compliance, corporate governance, strategic planning, regulatory and operational matters.

Ms. Argento is a graduate of Boston College (BA, magna cum laude), where she received the John R. Betts Award for an Outstanding History Student. Ms. Argento holds a law degree from the Catholic University of America (JD), and a master’s degree in banking and finance law (LLM) from the Boston University Law School. She earned a 2014 Certificate from Cornell School of Hotel Administration for Hotel Real Estate Investment and Asset Management. 

Ms. Argento served as a staff counsel to the U.S. Senate Judiciary Committee for Senator Howell Heflin, providing legislative counsel on a wide range of the Committee’s jurisdictional issues, including bankruptcy, antitrust and U.S. Supreme Court nominations. Her past law firm affiliations include Hennessey, Stambler and Siebert, a cutting-edge Washington, D.C. communications and entertainment law firm, where she was top billing and managing associate, and DeMartino, Finkelstein, Rosen and Virga, a Washington, D.C. preeminently rated securities and corporate law firm.

Laura Anthony, Esq. is the founding partner of Legal & Compliance, LLC, a national corporate, securities and business transactions law firm. For 24 years, Ms. Anthony has focused her law practice on small and mid-cap private and public companies, capital markets, Nasdaq, NYSE American, the OTC markets, going public transactions, mergers and acquisitions, registered public and exempt private offerings and corporate finance transactions, Regulation A/A+, initial cryptocurrency offerings (ICOs), Exchange Act and other regulatory reporting requirements, FINRA requirements, state and federal securities laws, general corporate law and complex business transactions. Ms. Anthony and the Legal & Compliance team have represented issuers, buyers, sellers, underwriters, placement agents, investors, and shareholders in mergers, acquisitions and corporate finance transactions valued in excess of $1 billion. Legal & Compliance has represented in excess of 200 companies in reverse merger, initial public offering and direct public offering transactions. Laura Anthony, Esq., is also the creator and author of and the host of LawCast™, Corporate Finance in Focus.


Laura Anthony, Esq.
Founding Partner
Legal & Compliance, LLC

Source: Legal & Compliance, LLC